Regulatory News (Oct 2018)
- Court of Final Appeal unanimously dismisses appeal by solicitor and his sisters in fraud case involving overseas listed securities
- Process Review Panel Report 2017-2018
- Appointments to Takeovers-related committees
- SFC concludes further consultation on the financial resources rules
- SFC encourages the public to report fraud and misconduct
- Court of Final Appeal allows SFC’s appeal against MMT decision on insider dealing in Asia Telemedia Limited shares
- SFC concludes consultation on amendments to anti-money laundering and counter-financing of terrorism guidelines
- New speech by Thomas Atkinson: Keynote speech at 2018 Refinitiv Pan Asian Regulatory Summit
- New look for the SFC
- New speech by Julia Leung: Keynote speech at 2018 Refinitiv Pan Asian Regulatory Summit
- SFC and FCA sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds
- SFC bans Lok Wai Fong for life
- SFC welcomes appointment of Non-Executive Directors
- SFC concludes consultation on the offline sale of complex products