Regulatory News (Aug 2022)
- SFC’s review shows increasing popularity of online investment services
- Takeovers Panel rules a special waiver from the general offer obligation may be granted to Broad Gongga for an involuntary disposal that leads to a change in concert group leader
- Retail investors convicted and fined for illegal short selling
- SFC issues restriction notice to a broker to freeze client account linked to suspected insider dealing
- SFC commences MMT proceedings against hedge fund manager over alleged false trading
- SFC issues quarterly report
- Regulators to enhance Stock Connect trading calendar
- SFC sets out the way forward for green and sustainable finance
- SFC reprimands and fines TC Capital International Limited $3 million and suspends its responsible officer for sponsor failures