Regulatory News (Oct 2014)
- Market Misconduct Tribunal sets date for hearing on Greencool’s ex-chairman and former senior executives
- SFC bans Yan Chee Yung for life
- SFC suspends Ho Siu Po for seven months
- SFC signs MoU with CSRC to strengthen enforcement cooperation under Shanghai-Hong Kong Stock Connect
- Takeovers Panel rules no mandatory general offer obligation triggered for China Oriental
- SFC welcomes re-appointment of Non-Executive Director
- SFC bans Roger Albert John and Hamish Gordon Cruden for life
- SFC obtains disqualification order against former executive director of Tack Fiori International Group Limited
- Market Misconduct Tribunal bans Tiger Asia and Bill Hwang from trading securities in Hong Kong
- Market participants urged to comply with short position reporting
- SFC revokes licence of John David Lawrence and fines him $900,000
- SFC seeks court orders against former chairman and directors of Sinogreen