Regulatory News (Jan 2015)
- Amendments to Code on Unit Trusts and Mutual Funds take effect
- SFC unveils report on asset management
- SFC obtains court orders against current and former directors of First China to compensate the company RMB18.69 million
- SFC signs MoU with ESMA on cooperation arrangements for Hong Kong-established central counterparties
- Unlicensed dealing prosecution transferred to District Court
- SFC bans Jagjit Singh Dhillon for life
- Securities and Futures Appeals Tribunal sets date for Moody’s hearing
- Court grants orders to restrain suspected boiler rooms
- SFC issues Restriction Notice on Goodcape Securities Limited