Regulatory News (Feb 2018)
- SFC obtains disqualification and compensation orders against former chairman and directors of Starlight
- SFC and FINMA sign Fintech cooperation agreement
- SFC enforcement priorities for 2018
- Court orders Titan’s former senior executive and his mother to make payments to investors over insider dealing in Titan shares
- SFC issues quarterly report
- SFC reprimands and fines Interactive Brokers Hong Kong Limited $4.5 million for failures concerning its electronic and algorithmic trading systems
- SFC warns of cryptocurrency risks
- SFC reprimands and fines Credit Suisse (Hong Kong) Limited, Credit Suisse Securities (Hong Kong) Limited and Credit Suisse AG $39.3 million for regulatory breaches
- Court orders Qunxing and former directors to compensate investors over disclosure of false or misleading information
- Court of Final Appeal to hear Moody’s case