Regulatory News (Jan 2021)
- SFC issues restriction notices to five brokers to freeze client accounts linked to suspected market manipulation
- Hong Kong and Thailand regulators sign MoU on Mutual Recognition of Funds
- New speech by Ashley Alder: Special remarks at the Asian Financial Forum 2021
- Court upholds jail sentence against former GEM-listed group finance manager for insider dealing
- Company secretary jailed for insider dealing
- SFC bans Yung Lap Hong for life