This author has yet to write their bio.Meanwhile lets just say that we are proud Tony Chan contributed a whooping 731 entries.
SFC and SEHK publish revised Joint Policy Statement regarding listing of overseas companies SFC reprimands and fines Law Kwan Ming SFC commences disciplinary proceedings against chairman of Pearl Oriental Oil Limited and others for alleged breach of Takeovers Code SFC suspends former responsible officer of China Securities Holdings Limited SFC signs MoU with European authorities […]
Media coverage (2014-01-02) Media coverage (2013-05-10) Media coverage (2013-02-27) Media coverage (2012-12-31) Media coverage (2012-11-12) Media coverage (2012-08-06) Media coverage (2012-06-27) Media coverage (2012–05-22) Media coverage (2012-02-17) Media coverage (2011-06-27) Media coverage (2011-03-21) Media coverage (2010-12-20)
Court appoints provisional liquidators for Salisbury Securities Limited SFC reprimands and fines Credit Suisse Securities (Hong Kong) Limited $1.6 million for regulatory breaches SFAT allows review for ex-Deutsche trader over trading of HSBC shares SFC reprimands and fines UBS Securities Hong Kong Limited HK$1.6 million for regulatory breaches Court dismisses SFC’s appeal against fund manager’s […]
CompliancePlus Consulting Press Release (3 Jul 2013) CompliancePlus Consulting Press Release (19 Nov 2010) CompliancePlus Consulting Press Release (2 Oct 2009)