Regulatory News (Apr 2024)
- New speech by Christina Choi: Speech at the listing ceremony of first bitcoin and ether spot ETFs
- Three-year extension of grant scheme for open-ended fund companies and real estate investment trusts
- Court convicts two former licensees of false trading
- Case consolidation for first ramp-and-dump criminal prosecution at District Court
- SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements
- SFC issues restriction notices to two brokers to freeze accounts of client involved in suspected corporate misconduct
- SFC cautions public against bogus calls purportedly from SFC
- SFC commences MMT proceedings against Dan Form’s company secretary and three others over suspected insider dealing
- SFC warns public of CBEX Group and Bitget Pro for suspected virtual asset-related fraud
- SFC’s statement on New Sparkle Roll International’s announcement
- SFC welcomes SEHK’s conclusions on climate-related disclosure requirements for listed companies
- SFC welcomes CSRC’s announcement of five measures on capital market cooperation with Hong Kong
- HKMA and SFC consult on annual updates to Financial Services Providers list under OTC derivatives regulatory regime
- SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate funds
- SFC warns public of TCAME and BitCloud for suspected virtual asset-related fraud
- SFC encourages licensed corporations to participate in Anti-Scam Charter 2.0
- New speech by Julia Leung: Keynote speech at HSBC Global Investment Summit
- SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited
- SFC warns public of suspicious investment products offered by ProCap International
- SFC and DFSA co-host high-level roundtable on distributing Hong Kong funds in Dubai International Financial Centre
- SFC warns public against unlicensed virtual asset trading platform Sure X
Regulatory News (Mar 2024)
- Appointments to SFC committees
- SFC consults on proposals to enhance REIT regime and SFO market conduct regime for listed CIS
- Cross-Agency Steering Group and International Sustainability Standards Board members met in Hong Kong
- SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
- SFC warns public of EDY for suspected virtual asset-related fraud
- SFC warns public of HKCEXP for suspected virtual asset-related fraud
- SFC and HKMA further consult on enhancements to Hong Kong’s OTC derivatives reporting regime
- Retail trader jailed for securities fraud via illegal short selling
- New speech by Rico Leung: Keynote speech at China Bond Market Forum 2024
- SFC warns public of suspicious websites for impersonation and suspected virtual asset-related fraud
- New speech by Christopher Wilson: Keynote Address at the ALB Pan Asian Regulatory and Anti-Corruption Compliance Summit 2024
- SFC warns public against unlicensed virtual asset trading platform MEXC
- Pre-trial review fixed for unlicensed dealing prosecution
- SFC warns public against unlicensed virtual asset trading platform Bybit
- SFC and CSRC top management met in Beijing
- Hong Kong sees surge in investment fund net inflows: SFC Quarterly Report
- SFC CEO appointed chair of IOSCO Asia-Pacific regional committee
- Synopsis of speeches and discussions at SFC Regulatory Symposium
- SFC and HKEX collaborate in enforcement action against two former GEM-listed company directors for misconduct
- SFC warns public of BitForex for suspected virtual asset-related fraud
- SFC warns public of suspicious websites impersonating licensed virtual asset trading platforms
- Green Fintech Map launch showcases Hong Kong’s edge in sustainable finance
- SFC reminds public VATP application period has ended under transitional arrangements