Regulatory News (Dec 2021)
- Process Review Panel Report 2020-21
- Court convicts Wai Chun Holdings Group Limited and its director of Disclosure of Interests Offences
- SFC reprimands and fines Grand International Futures Co., Limited $8 million and suspends its responsible officer for regulatory breaches
- SFC bans Chu Chun Wai for seven months for supervisory failures
- SFC and CSRC hold high-level enforcement cooperation meeting and joint training
- Cross-Agency Steering Group announces progress and way forward to advance Hong Kong’s green and sustainable finance development
- Hong Kong-Singapore joint operation against suspected cross-border ramp-and-dump syndicate
- Consultation on new calculation periods under the OTC derivative clearing rules
- SFC to introduce next generation digital licensing platform
- SFC reprimands and fines Mason Securities Limited $3.6 million for breaches of anti-money laundering regulatory requirements
- SFC publishes review of SEHK’s performance in regulating listing matters
- SFC issues quarterly report
- SFC bans Poon Chun Hing for life
- SFC bans Wang Yu Ching for 10 years