Regulatory News (Dec 2022)
- SFC appoints Interim Head of Intermediaries
- Process Review Panel Report 2021-22
- SFC reprimands and fines Guosen Securities (HK) Brokerage Company, Limited $2.8 million over regulatory breaches
- Cross-Agency Steering Group announces collaboration with CDP to enhance data availability and sustainability reporting in Hong Kong
- Regulators announce expansion of eligible stocks under Stock Connect
- SFC bans Sun Yiding for eight months
- SFC fines and suspends Chung Tung Sau for seven months
- SFC suspends Wang Pei Yi for 10 months
- SFC welcomes new Chief Executive Officer
- Statement on virtual asset arrangements claiming to offer returns to investors
- SFC to launch investor identification regime in March 2023
- SFC issues quarterly report