Regulatory News (Nov 2020)
- SFC commences legal proceedings against New Ray Medicine International Holding Limited and its former top executives
- SFC concludes consultation on changes to the REIT Code
- SFC bans Pang Hon Pan for 21 months
- SFC bans Chan Shun King for 24 months
- SFC supports Chief Executive’s initiatives
- SFC and ISA sign Fintech cooperation agreement
- SFC statement on US sanctions
- Zeng Lingxi pleads not guilty to charges of obstructing the SFC’s search operation
- SFC reprimands and fines Credit Suisse Securities (Hong Kong) Limited $2.1 million over breaches of electronic trading requirements
- New speech by Ashley Alder: Keynote address at Hong Kong FinTech Week 2020
- SFC publicly censures Ngai Lai Ha and imposes a cold-shoulder order for breach of the Takeovers Code