Regulatory News (Apr 2024)
- New speech by Christina Choi: Speech at the listing ceremony of first bitcoin and ether spot ETFs
- Three-year extension of grant scheme for open-ended fund companies and real estate investment trusts
- Court convicts two former licensees of false trading
- Case consolidation for first ramp-and-dump criminal prosecution at District Court
- SFC and HKEX collaborate in enforcement action against Main Board-listed company over dubious investment and financial arrangements
- SFC issues restriction notices to two brokers to freeze accounts of client involved in suspected corporate misconduct
- SFC cautions public against bogus calls purportedly from SFC
- SFC commences MMT proceedings against Dan Form’s company secretary and three others over suspected insider dealing
- SFC warns public of CBEX Group and Bitget Pro for suspected virtual asset-related fraud
- SFC’s statement on New Sparkle Roll International’s announcement
- SFC welcomes SEHK’s conclusions on climate-related disclosure requirements for listed companies
- SFC welcomes CSRC’s announcement of five measures on capital market cooperation with Hong Kong
- HKMA and SFC consult on annual updates to Financial Services Providers list under OTC derivatives regulatory regime
- SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate funds
- SFC warns public of TCAME and BitCloud for suspected virtual asset-related fraud
- SFC encourages licensed corporations to participate in Anti-Scam Charter 2.0
- New speech by Julia Leung: Keynote speech at HSBC Global Investment Summit
- SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited
- SFC warns public of suspicious investment products offered by ProCap International
- SFC and DFSA co-host high-level roundtable on distributing Hong Kong funds in Dubai International Financial Centre
- SFC warns public against unlicensed virtual asset trading platform Sure X