Regulatory News (Mar 2016)
Appointments to SFC committees SFC suspends Ernest Ho Gar Fai for four months SFC bans Yuen Siu Lun for seven years SFC extends waiver of annual licensing fees SFC welcomes appointment of Executive Director of Enforcement SFC reprimands Unicorn Securities Company Limited and fines it and its former responsible officer $3.2 million SFC bans Ng […]