AsianInvestor: Capital flight from Hong Kong “set to spike”
AsianInvestor: Capital flight from Hong Kong “set to spike” (2020-08-12)
Author Archive for: tonychan
About Tony Chan
This author has yet to write their bio.Meanwhile lets just say that we are proud Tony Chan contributed a whooping 734 entries.
Entries by Tony Chan
Regulatory News (Aug 2020)
August 11, 2020 in Regulatory News /by Tony ChanSFC obtains arrest warrants for alleged manipulators of shares of Ching Lee Holdings Limited SFC bans Masy Lo Mee Chi for eight months Hong Kong-Mainland ETF cross-listing approved SFC bans TS’O Jing for life Hong Kong’s asset and wealth management business reports strong growth in 2019 SFC commences criminal prosecution against Zeng Lingxi for obstruction […]
Reuters: How financial firms in Hong Kong may be affected by U.S. sanctions
August 10, 2020 in Media Coverage /by Tony ChanReuters: How financial firms in Hong Kong may be affected by U.S. sanctions (2020-08-10)
SCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions
August 10, 2020 in Media Coverage /by Tony ChanSCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions (2020-08-10)
Regulatory News (Jul 2020)
August 4, 2020 in Regulatory News /by Tony ChanCourt convicts and fines Brilliance Capital Management Limited and its director for unlicensed activities Policy Statement by the Securities and Futures Commission Court convicts and fines former officer of Wonderful Wealth Group Limited for unlicensed activities Court of Final Appeal dismisses leave application of Andrew Left SFC bans Lai Wing Fat for 20 months SFC […]
Newsletter – June 2020
July 6, 2020 in Newsletter /by Tony ChanContent Court convicts and fines former director and shareholder of Wonderful Wealth Group Limited for unlicensed activities SFC reprimands and fines Potomac Capital Limited HK$800,000 for breaching Financial Resources Rules SFC publicly censures Mr. Fu Kwan for breach of the Takeovers Code SFC publicly criticises CICC Financial Trading Limited and China International Capital Corporation Limited […]
Newsletter – May 2020
July 6, 2020 in Newsletter /by Tony ChanContent SFC obtains court order against Shandong Molong Petroleum Machinery Company Limited SFC reprimands and fines Mega International Commercial Bank Co., Ltd. HK$7 million for regulatory breaches over CIS sale SFC obtains disqualification orders against former directors of EganaGoldpfeil (Holdings) Ltd SFC reprimands and fines Southwest Securities (HK) Brokerage Limited HK$5 million for breaches of […]
Regulatory News (Jun 2020)
July 3, 2020 in Regulatory News /by Tony ChanSFC office relocation Annual update to the list of Financial Services Providers under the clearing obligation for OTC derivative transactions SFC publishes Annual Report 2019-20 SFC bans former responsible officer of Guosen Securities (HK) Brokerage Company, Limited for 12 months SFC reprimands and fines Guotai Junan Securities (Hong Kong) Limited $25.2 million for breaches relating […]
Regulatory News (May 2020)
May 28, 2020 in Regulatory News /by Tony ChanSFC bans Kwok Chau Mo for nine months SFC seeks court order to wind up Combest Holdings Limited SFC reprimands and fines Convoy Asset Management Limited $6.4 million for regulatory breaches over bond recommendation SFC welcomes re-appointment of Chief Executive Officer SFC reprimands and fines Southwest Securities (HK) Brokerage Limited $5 million for breaches of […]
Newsletter – April 2020
May 7, 2020 in Newsletter /by Tony ChanContent SFC sanctions China Rise Securities Asset Management Company Limited’s former responsible officers SFC issues restriction notice to Agg. Asset Management Limited SFC reprimands and fines HSBC Investment Funds (Hong Kong) Limited and HSBC Global Asset Management (Hong Kong) Limited HK$3.5 million for regulatory breaches over funds’ cash management SFC reprimands and fines BOCOM International Securities […]