Regulatory News (Oct 2023)
- SFC consults further on proposed amendments for implementing an uncertificated securities market
- Court of Final Appeal unanimously dismisses appeal by suspected overseas manipulators
- SFC supports and sponsors the development of an industry-led voluntary code of conduct for ESG ratings and data products providers
- Court extends cut-off date for Maxim Fund investors to make claims by 30 November 2023
- Personal assistant to listed company’s chairman convicted of insider dealing
- SFC welcomes Chief Executive’s initiatives to enhance Hong Kong’s IFC status
- SFC restrains former director of SMI Culture & Travel Group Holdings Limited from disposing personal properties
- SFC, ICAC and AFRC conduct first tripartite operation against suspected corporate fraud and misconduct
- SFC welcomes re-appointment of Non-Executive Directors
- SFC consults on market sounding guidelines
- SFC bans Ivan Chan Chuk Cheung for seven years for IPO sponsor failures
- SFC commences legal proceedings against FingerTango Inc. and its current and former directors
- HKPF and SFC establish joint working group on VATPs