Regulatory News (Aug 2015)
- Public advised to beware of fake SFC calls offering investment opportunities
- SFC welcomes re-appointment of Executive Directors
- SFC recovers $23 million for investors from restoration orders against insider dealer Du Jun
- SFC issues first-quarter report
- SFAT affirms SFC decision to revoke approval of Miranda Sham Sze Wai as responsible officer over internal control failures
- TV drama portrays SFC enforcement work
- SFC fines BNP Paribas Securities (Asia) Limited $15 million for dark liquidity pool-related failures