Regulatory News (Jul 2016)
- SFC welcomes appointment of Executive Director of Investment Products
- SFC commences MMT proceedings against former senior executive of ENN Energy over alleged insider dealing
- Hong Kong’s fund management business holds steady in 2015
- SFC welcomes re-appointment of Non-Executive Directors
- Regulators release further consultation conclusions on introducing mandatory clearing and expanding mandatory reporting for OTC derivatives market
- SFC bans Chan Hau Wing for two years
- New speech: Keynote remarks at HFSB Institutional Investor Roundtable