Regulatory News (Jul 2023)
- SFC welcomes licence and registration applications from depositaries of public funds
- Court convicted and fined Cheung Wing Hung for unlicensed activity
- SFC welcomes IOSCO endorsement of new sustainability disclosure standards
- SFC publishes review of SEHK’s performance in regulating listing matters
- New synopsis: Julia Leung’s keynote discussion at HKICPA’s CPA Congress
- SFC and AFRC join forces to combat misconduct by listed issuers
- SFC reprimands and fines Changjiang Asset Management (HK) Limited $3.4 million for regulatory breaches and internal control failures
- New speech by Tim Lui: Speech at Law Society of Hong Kong’s Forum
- SFC bans RaffAello Capital Limited’s former responsible officer for two years over IPO sponsor failures
- New speech by Julia Leung: Speech at HKSI Institute Regulatory Luncheon
- Court convicted and fined Ben Ngai Ping Kuen for unlicensed activity