Regulatory News (Jun 2023)
- Annual update to the list of Financial Services Providers under the OTC derivatives regulatory regime
- SFC and Exchange sign second addendum to MoU governing listing matters
- Cross-Agency Steering Group welcomes publication of IFRS Sustainability Disclosure Standards
- New speech by Julia Leung: Keynote speech at ASIFMA China Capital Markets Conference
- SFC obtains disqualification orders against former directors of National Agricultural Holdings Limited
- Four people charged following SFC and Police joint operation against securities fraud and illegal short selling
- New speech by Julia Leung: Keynote Speech at Executive Dinner organised by the Hong Kong Economic and Trade Office in Bangkok, Office for Attracting Strategic Enterprises and InvestHK
- SFC publishes Annual Report 2022-23
- SFC reprimands and fines Taiping Securities (HK) Co Limited $1.3 million for internal control failures over employee dealings
- Appointments and re-appointments to SFC Advisory Committee
- CSRC and SFC hold high-level meeting in Hong Kong
- SFC issues restriction notice to Global Group Securities Limited
- SFC bans Xie Yangxiong for life
- SFC updates guidance to prepare for HKD-RMB Dual Counter Model
- SFC concludes consultation on the position limit regime
- New speech by Julia Leung: Keynote speech at HKIFA 16th Annual Conference