Regulatory News (May 2023)
- SFC and Police joint operation against a suspect of illegal short selling and fraudulent activities
- Licence applicant convicted of providing false information to the SFC
- SFC obtains disqualification orders against former directors of Luxey International (Holdings) Limited
- SFC concludes consultation on regulation of virtual asset trading platforms
- SFC consults on revisions to takeovers and share buy-back rules
- Ramp-and-dump suspect arrested for breaches of court bail conditions
- SFC reprimands and fines China On Securities Limited $6 million for failures as share placement agent
- New speech by Julia Leung: Luncheon remarks at Hong Kong REITS Association
- SFC welcomes appointment of Executive Director
- Swap Connect commences today
- The People’s Bank of China, Securities and Futures Commission and Hong Kong Monetary Authority to commence mutual access between the Mainland and Hong Kong interest rate swap markets
- SFC commences MMT proceedings against former bank employee over alleged insider dealing
- SFC obtains court order to freeze assets of suspected insider dealers of I.T Limited shares