Regulatory News (Sep 2023)
- SFAT affirms SFC decision to ban Calvin Choi Chi Kin for two years
- SFC publishes lists of virtual asset trading platforms
- New speech by Christopher Wilson: Speech at Directors’ Symposium of the Hong Kong Institute of Directors
- Enhancements to the Cross-boundary Wealth Management Connect Pilot Scheme Strengthening Financial Market Connectivity in the GBA
- SFC-HKMA joint product survey in 2022 shows shifts to investments in money market funds
- New speech by Rico Leung: Keynote speech at ISDA Derivatives Trading Forum
- New speech by Christina Choi: Keynote speech at Bloomberg Buy-Side Forum 2023
- SFC obtains interim injunction against former director of SMI Culture & Travel Group Holdings Limited
- SFC steps up information dissemination and investor education on VATPs
- SFC amends takeovers and share buy-backs codes
- Statement on JPEX
- SFC bans Lo Wai Ming for seven months
- SFC reprimands and fines Chee Tak Securities Limited $2 million and sanctions its responsible officer for regulatory breaches
- Warning statement on unregulated virtual asset trading platform
- SFC revokes Axial Capital Management Limited’s licence and suspends its responsible officer for five years
- Court appoints administrators for Vantage New Generation Securities Limited