Regulatory News (Nov 2023)
- SFC and CSRC hold high-level enforcement cooperation meeting and joint training
- Hong Kong to launch China treasury bond futures
- SFC commences legal proceedings against AMTD Global Markets Limited and its former executives for non-compliance in IPO-related investigations
- SFC commences legal proceedings against First Credit Finance Group Limited, its former directors and de facto director
- SFC reprimands and fines Lion Futures Limited $2.8 million for regulatory breaches
- Court acquits duo of unlicensed activities
- SFC’s acquisition of permanent office
- SFC obtains court orders against former chairman of Kong Sun Holdings Limited and China Sandi Holdings Limited
- SFC seeks court disqualification orders against former directors of Tech Pro Technology Development Limited
- SFC inaugurates Forum on Sustainability Disclosures
- New speech by Julia Leung: Speech at Financial Street Forum 2023
- Conclusion of “Conversations with Global Investors” Seminar of Global Financial Leaders Investment Summit
- Court sets trial date for employing a fraudulent scheme in securities transactions in illegal short selling case
- SFC welcomes new financial infrastructure for retail fund distribution in Hong Kong