This author has yet to write their bio.Meanwhile lets just say that we are proud Tony Chan contributed a whooping 734 entries.
Content SFC obtains disqualification and court orders against former chairman and current directors of Hanergy Thin Film Power Group Limited SFC issues statement on initial coin offerings SFC commences insider dealing prosecution in China CBM shares SFC publicly censures Chen Chi-Te and Kenneth C.M. Lo for breaches of the Takeovers Code SFC secures conviction against […]
Press Release – CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2017 in HKU (31 August 2017)
Launch of the SFC Regulatory Sandbox SFC bans Shum Kam Ming for life SFC secures conviction against ETRADE Securities (Hong Kong) Limited for marketing of unlicensed US brokerage services in Hong Kong SFC and Exchange conclude joint consultation on listing regulation SFC welcomes re-appointment of Non-Executive Directors SFC and Securities Commission Malaysia sign Fintech cooperation […]
Content Court ordered insider dealer Sun Min to pay HK$15.6 million to investors SFC publicly censures China Life Insurance (Overseas) Company Limited for breaches of Takeovers Code Court of First Instance dismissed application by Hong Kong Game Theory for leave to appeal to the Court of Final Appeal Court of Appeal dismissed SFC’s leave application […]
經濟日報 : 港交所研加強 獨立非執董透明度 (2017-09-05)
CompliancePlus conducted a seminar on HK SFC Compliance and Licensing with Shenzhen Essence International (2017-08-29)
創板轉主板簡易機制，合規顧問籲保留 (18 Aug 2017)
【改革創業板】合規顧問：主板市值要求應提高至7億元！(16 Aug 2017)
SFC issues restriction notices to three brokers to freeze client accounts linked to suspected market manipulation SFC publicly censures Yeung Wing Yee and imposes a cold shoulder order for breach of the Takeovers Code SFC issues first-quarter report SFC and DFSA sign Fintech cooperation agreement SFC and Hong Kong Police sign MoU to strengthen co-operation […]
Content Court of First Instance upholds convictions of Hong Kong Game Theory Association Limited and its sole director over unlicensed activities QMIS Securities Limited and former responsible officer convicted of giving SFC false or misleading information SFC issues restriction notice on W. Falcon Asset Management (Asia) Limited Hong Kong’s fund management business grows steadily in […]